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| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CONSUMER PORTFOLIO SERVICES INC [ CPSS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/08/2015 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| common stock, no par value | 04/08/2015 | M | 40,000 | A | $1.5 | 42,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 20,000 | A | $1.5 | 62,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 40,000 | A | $1.5 | 102,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 10,000 | A | $1.5 | 112,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 20,000 | A | $1.5 | 132,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 20,000 | A | $1.5 | 152,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 60,000 | A | $0.77 | 212,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 20,000 | A | $1.81 | 232,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 30,000 | A | $1.03 | 262,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 60,000 | A | $0.95 | 322,000 | D | |||
| common stock, no par value | 04/08/2015 | M | 21,600 | A | $1.2 | 343,600 | D | |||
| common stock, no par value | 04/08/2015 | M | 5,600 | A | $1.94 | 349,200 | D | |||
| common stock, no par value | 04/08/2015 | F | 60,857 | D | $7.1 | 288,343 | D | |||
| common stock, no par value | 04/08/2015 | G | 286,343 | D | $0 | 2,000 | D | |||
| common stock, no par value | 04/08/2015 | G | 286,343 | A | $0 | 452,679 | I | The Riedl Family Trust | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 40,000 | 06/10/2010 | 04/29/2015 | Common Stock, no par value | 40,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 20,000 | 06/10/2010 | 12/30/2015 | Common Stock, no par value | 20,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 40,000 | (2) | 10/25/2016 | Common Stock, no par value | 40,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 10,000 | (3) | 02/27/2017 | Common Stock, no par value | 10,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 20,000 | (4) | 07/30/2017 | Common Stock, no par value | 20,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.5 | 04/08/2015 | M | 20,000 | (5) | 01/30/2018 | Common Stock, no par value | 20,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $0.77 | 04/08/2015 | M | 60,000 | (6) | 05/13/2019 | Common Stock, no par value | 60,000 | (1) | 0 | D | ||||
| Stock Option (right to buy) | $1.81 | 04/08/2015 | M | 20,000 | (7) | 04/27/2020 | Common Stock, no par value | 20,000 | (1) | 5,000 | D | ||||
| Stock Option (right to buy) | $1.03 | 04/08/2015 | M | 30,000 | (8) | 06/03/2021 | Common Stock, no par value | 30,000 | (1) | 20,000 | D | ||||
| Stock Option (right to buy) | $0.95 | 04/08/2015 | M | 60,000 | (9) | 11/23/2021 | Common Stock, no par value | 60,000 | (1) | 40,000 | D | ||||
| Stock Option (right to buy) | $1.2 | 04/08/2015 | M | 21,600 | (10) | 04/03/2022 | Common Stock, no par value | 21,600 | (1) | 14,400 | D | ||||
| Stock Option (right to buy) | $1.94 | 04/08/2015 | M | 5,600 | (11) | 07/16/2022 | Common Stock, no par value | 5,600 | (1) | 8,400 | D | ||||
| Explanation of Responses: |
| 1. Issued in consideration of the named person's service as an officer of the issuer. |
| 2. Became exercisable as to 24,000 shares on June 10, 2010, and in cumulative further installments of 8,000 shares each on October 25 of 2010 and 2011. |
| 3. Became exercisable as to 6,000 shares on June 10, 2010, and in cumulative further installments of 2,000 shares each on February 27 of 2011 and 2012. |
| 4. Became exercisable as to 8,000 shares on June 10, 2010, and in cumulative further installments of 4,000 shares each on July 30 of 2010, 2011 and 2012. |
| 5. Became exercisable as to 8,000 shares on June 10, 2010, and in cumulative further installments of 4,000 shares each on January 30 of 2011, 2012 and 2013. |
| 6. Became exercisable in cumulative installments of 12,000 shares each on May 13 of 2010, 2011, 2012, 2013 and 2014. |
| 7. Becomes or became exercisable in cumulative installments of 5,000 shares each on April 27 of 2011, 2012, 2013, 2014 and 2015. |
| 8. Becomes or became exercisable in cumulative installments of 10,000 shares each on June 3 of 2012, 2013, 2014, 2015 and 2016. |
| 9. Becomes or became exercisable in cumulative installments of 20,000 shares each on November 23 of 2012, 2013, 2014, 2015 and 2016. |
| 10. Becomes or became exercisable in cumulative installments of 7,200 shares each on April 3 of 2013, 2014, 2015, 2016 and 2017. |
| 11. Becomes or became exercisable in cumulative installments of 2,800 shares each on July 16 of 2013, 2014, 2015, 2016 and 2017. |
| /s/ Robert E. Riedl | 04/10/2015 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||